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FINRA Awards for Greg Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0131010/30/2009Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Greg Cox, Michael Frontino, Phillip Morgan
Respondent Lawyers(s): Christopher S. Smith
Arbitrator(s): W. Sean Kelleher, Wayne J. Thaemert, Harry Carl Taylor
Hearing Site: Charleston, WV

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