| 19-02911 | 06/22/2020 | Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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| 15-03224 | 08/09/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
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| 11-03682 | 05/23/2013 | Claimant(s): Zachary Drean
Claimant Lawyers(s): Jason A. Achinaco
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Susan C. Lushing, Ann C. Northern, Richard Bryce Nesson
Hearing Site: New York, NY
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| 11-02084 | 09/27/2012 | Claimant(s): Richard Dumont
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Frank Sanclemente
Hearing Site: Boston, MA
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| 07-02366 | 11/02/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Timothy Flick, Fulcrum Securities.
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): Michael J. Kelley, Paul Lansing, Richard Kammen
Hearing Site: Indianapolis, IN
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| 07-01310 | 10/30/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Greg Cox, Michael Frontino, Phillip Morgan
Respondent Lawyers(s): Christopher S. Smith
Arbitrator(s): W. Sean Kelleher, Wayne J. Thaemert, Harry Carl Taylor
Hearing Site: Charleston, WV
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