15-03224 | 08/09/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Michael H. Gibson Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA
| | |
07-02774 | 04/16/2010 | Claimant(s): Eugenia Jones Claimant Lawyers(s): Eugenia Jones Respondent(s): Dennis Cavender, William Hudson Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Richard V. McGalliard, Sabrina Raquel Scott, Joan Connolly Grafstein Hearing Site: Atlanta, GA
| | $0 |
08-00811 | 11/21/2008 | Claimant(s): Mary Bickerstaff Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Thomas A. Farnen Arbitrator(s): Richard V. McGalliard, John D. Mattingly, Marcia A. Ogilvie Hearing Site: Atlanta, GA
| | $300 |
06-05187 | 05/16/2008 | Claimant(s): Michael Cain Claimant Lawyers(s): Raymond L. Moss Respondent(s): Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler Hearing Site: Atlanta, GA
| | |