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FINRA Awards for Jill Y. Coen

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0274607/10/2014Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Matthew Staten
Respondent Lawyers(s): Matthew Wade Staten
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
12-0289905/14/2013Claimant(s): Michael Reilly, Trustee of The Reilly
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Mark C. Perry, Steven A. Hurst, Monroe Mitchel
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0183611/30/2012Claimant(s): Chase Investment Services Corp., Mikhail Cherny, Sean Knowles
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Bernard Distefano
Respondent Lawyers(s): Mitchell Markowitz
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
Expungement
11-0154910/19/2012Claimant(s): Edward LaPosta
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Donald B. Vaden
Hearing Site: Charleston, WV
Checkmark IconExpungement
10-0347007/19/2011Claimant(s): Alexander A. Flores and Tiziana Rinaldi
Claimant Lawyers(s): Alexander Albert Flores
Respondent(s): Frank Davidson, Matthew Cox
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
Checkmark Icon$9,691
10-0380905/03/2011Claimant(s): Richard Brownstein
Claimant Lawyers(s): Richard J. Brownstein
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
Checkmark Icon$9,357

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