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FINRA Awards for Michael Shannon

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0263805/30/2024Claimant(s): Martin Walcoe
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes
Hearing Site: New York, NY
20-0007707/08/2020Claimant(s): Robert Cavanagh
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph Pickard
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
Checkmark IconExpungement
19-0384305/29/2020Claimant(s): Darren Nomberg, Gerard Crean
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Amalia Chin
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0403301/30/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Thuli, Ellen Duhamel, Michael Shannon, Thomas Dornoff
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Gerald J. Thain
Hearing Site: Milwaukee, WI
11-0213405/01/2013Claimant(s): Paul and Veronica Pinchuk
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael Shannon
Arbitrator(s): Bennett A. Hall
Hearing Site: Hartford, CT
Checkmark IconExpungement

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