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FINRA Awards for Herbert H. Neuer

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0470204/11/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Sonnichsen
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Herbert H. Neuer
Hearing Site: Milwaukee, WI
07-0207012/18/2007Claimant(s): Robert Granger
Claimant Lawyers(s): Robert J Granger
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Herbert H. Neuer
Hearing Site: Milwaukee, WI
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