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FINRA Awards for Gerry Giurato

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0178211/18/2020Claimant(s): William O'Connell
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard Kent Mahrle
Hearing Site: Phoenix, AZ
17-0220002/07/2019Claimant(s): Joel Christie, Kusum Christie
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry Giurato
Arbitrator(s): Gary E. Marcus, John Alan Hawke, David Schwartzberg
Hearing Site: Tampa, FL
Checkmark IconExpungement
12-0051104/16/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Paul Renard
Respondent Lawyers(s): Steve Ferris
Arbitrator(s): G. Gale Roberson, Donald V. Anderson, Donald E. Sorensen
Hearing Site: Milwaukee, WI

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