| 20-01967 | 08/11/2021 | Claimant(s): Rocco Campanile, Rocco J. and Florence R. Campanile Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Berkley Badger
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Nicholas John Taldone, Michael A Quintieri, Lee Harris Schillinger
Hearing Site: Tampa, FL
|  | $188,868 |
| 17-02200 | 02/07/2019 | Claimant(s): Joel Christie, Kusum Christie
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry Giurato
Arbitrator(s): Gary E. Marcus, John Alan Hawke, David Schwartzberg
Hearing Site: Tampa, FL
| | Expungement |
| 13-02749 | 05/22/2015 | Claimant(s): Brenda S. Kinard Trust U/A/D 09-19-2002
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Darryl C. Wilson, John L Mutolo, Joel David Cowart
Hearing Site: Tampa, FL
| | Expungement |
| 12-03976 | 10/02/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Daniel Curkan
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Colleen Grace, Sharon Lee Chernin, Richard Kennard Hurley
Hearing Site: Tampa, FL
| | |
| 12-00053 | 10/18/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John Michael Riordan
Respondent(s): Brett Stickney
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Louis H. Miron, Frank E. Wolf, Jacqueline Marie Pierre
Hearing Site: Montpelier, VT
| | |
| 11-03693 | 04/09/2013 | Claimant(s): Christine Erickson, William Erickson
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services., Lance Becatti
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Edith N. Dinneen, Deborah J. Powell, Andrea Bailey
Hearing Site: Tampa, FL
| | $0 |
| 11-03486 | 10/25/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Klespies
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Ronald H. Walton, Edith N. Dinneen, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | |
| 10-00888 | 03/07/2012 | Claimant(s): William Schumacher
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Patricia Gunn, Thomas R. Carlsen, Dennis R. Sullivan
Hearing Site: Tampa, FL
| | |
| 10-03514 | 10/27/2011 | Claimant(s): James Welsh
Claimant Lawyers(s): John R. Kiefner
Respondent(s): TD Ameritrade., Bellevue Chicago
Respondent Lawyers(s): Brent T. Starks, Justin Garbaccio
Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, Jonathan H. Stein
Hearing Site: Tampa, FL
| | $40,110 |
| 10-03911 | 08/26/2011 | Claimant(s): Barbara Shimko, Joseph Shimko
Claimant Lawyers(s): John R. Kiefner
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Gordon G. Bowles, Jacquelyn M. Shannon, Lawrence Gray Sanders
Hearing Site: Tampa, FL
| | $0 |
