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FINRA Awards for Richard Kennard Hurley

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183101/18/2022Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Neil M. Katsuyama
Arbitrator(s): Gary L. Hodge, Karl A. Vogeler, Richard Kennard Hurley
Hearing Site: Tampa, FL
16-0007706/23/2017Claimant(s): John Wheeler
Claimant Lawyers(s): John R. "Jack" Kiefner
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): John P. Cullem, Richard Kennard Hurley, John Alan Hawke
Hearing Site: Tampa, FL
12-0397610/02/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Daniel Curkan
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Colleen Grace, Sharon Lee Chernin, Richard Kennard Hurley
Hearing Site: Tampa, FL

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