| 14-01599 | 11/11/2015 | Claimant(s): Marc Franco
Claimant Lawyers(s): Andre R. Perron
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka
Hearing Site: Tampa, FL
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| 12-03976 | 10/02/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Daniel Curkan
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Colleen Grace, Sharon Lee Chernin, Richard Kennard Hurley
Hearing Site: Tampa, FL
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| 11-01929 | 04/22/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Daniel Botyos, Lewis Blalock
Respondent Lawyers(s): David C. Reeves
Arbitrator(s): Colleen Grace, Frank William Savino, Raymond E. Cornelius
Hearing Site: Orlando, FL
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| 06-03661 | 10/04/2007 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., A.G. Edwards & Sons., Victor DiVietro
Respondent Lawyers(s): Marc S. Dobin, Maria V. Martin
Arbitrator(s): Colleen Grace, Martin Salzman, John Hughes Verchot
Hearing Site: Tampa, FL
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