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FINRA Awards for Martin Salzman

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0195406/01/2018Claimant(s): Betty Barnes, Margaret Barbaro, Nancy Cunning, Susan Walls, The Harold R. Cunning, Jr. Trust
Claimant Lawyers(s): Vince Walls
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack A. Helms, Martin Salzman, James E Moon
Hearing Site: Tampa, FL
Checkmark IconExpungement
11-0455008/14/2013Claimant(s): Anderson & Strudwick Investment Corp., Anderson & Strudwickorporated
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Donald Gunn
Respondent Lawyers(s): Dionne C. Fajardo
Arbitrator(s): Roger W. Van Deusen, Jeffrey R Fuller, Martin Salzman
Hearing Site: Tampa, FL
07-0338910/22/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): David Riggleman
Respondent Lawyers(s): David W. Riggleman
Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara
Hearing Site: Tampa, FL
06-0366110/04/2007Claimant(s):
Claimant Lawyers(s):
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., A.G. Edwards & Sons., Victor DiVietro
Respondent Lawyers(s): Marc S. Dobin, Maria V. Martin
Arbitrator(s): Colleen Grace, Martin Salzman, John Hughes Verchot
Hearing Site: Tampa, FL

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