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FINRA Awards for Joseph E. Santaularia

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0005207/06/2016Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Holly Conover-Wade, James Wade
Respondent Lawyers(s): Holly Conover-Wade DO NOT CONTACT, James William Wade - DO NOT CONTACT
Arbitrator(s): Roger C. Benson, Joseph E. Santaularia, Muriel Desloovere
Hearing Site: Tampa, FL
Expungement
14-0159911/11/2015Claimant(s): Marc Franco
Claimant Lawyers(s): Andre R. Perron
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka
Hearing Site: Tampa, FL
10-0041710/24/2011Claimant(s): John Wesolak, Rhonda Wesolak
Claimant Lawyers(s): Rhonda Wesloak
Respondent(s): Anthony Salino, Lynn Schultz, Ron Ison, Mercer Capital LTD
Respondent Lawyers(s): Anthonly J. Salino, Lynn G. Schultz, Ron J. Ison
Arbitrator(s): Joseph E. Santaularia, Michael D. Fitzgerald, Robert A. Steitz
Hearing Site: Kansas City, MO
Checkmark Icon$225,000

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