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FINRA Awards for Ron Ison

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0251001/08/2013Claimant(s): Keith Miller, Keith D. Miller IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Salino, Joseph Degregorio, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, David Schrader, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen
Arbitrator(s): Herbert Murez, Kenneth E. Owen, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
Checkmark Icon$90,000
10-0041710/24/2011Claimant(s): John Wesolak, Rhonda Wesolak
Claimant Lawyers(s): Rhonda Wesloak
Respondent(s): Anthony Salino, Lynn Schultz, Ron Ison, Mercer Capital LTD
Respondent Lawyers(s): Anthonly J. Salino, Lynn G. Schultz, Ron J. Ison
Arbitrator(s): Joseph E. Santaularia, Michael D. Fitzgerald, Robert A. Steitz
Hearing Site: Kansas City, MO
Checkmark Icon$225,000
09-0187102/11/2011Claimant(s): Duane Stolpe, Sheila Stolpe, Stolpe Management, Duane Stolpe IRA, Stolpe Family Limited Partnership, Stolpe Charitable Remainder Unitrust
Claimant Lawyers(s): Michael Sutton MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Brian Reis, Kelly W. Hoversten, The Company President
Arbitrator(s): John C. DeMoss, Grant D. Sanders, Robert D. Lawson
Hearing Site: Minneapolis, MN
Checkmark Icon$786,429
09-0242012/02/2010Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President
Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$2,839,290

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