12-00340 | 06/18/2013 | Claimant(s): Steven Constantino IRA, Steven Constantino Joint Account Claimant Lawyers(s): Jonathan Earl Rosenbaum Respondent(s): Joseph Starr, Ferris, Baker Watts Respondent Lawyers(s): Donald S. Arbour, Joseph P. Starr Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Cleveland, OH
| | $15,225 |
12-00103 | 11/16/2012 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Donald S. Arbour Respondent(s): Emmett Johnson Respondent Lawyers(s): Frank "Kim" Breese, III Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Leslie Bernard Jallans Hearing Site: Houston, TX
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10-05640 | 04/05/2012 | Claimant(s): Nathan Goodman Claimant Lawyers(s): Nathan D. Goodman Respondent(s): Scott Wick, RBC Capital Markets Respondent Lawyers(s): Donald S. Arbour Arbitrator(s): Gerald D. Wygant, G. E. Craig Doupe, Linda I. Thomas Hearing Site: Helena, MT
| | $0 |
09-06379 | 11/16/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Donald S. Arbour Respondent(s): Richard Rothenberg Respondent Lawyers(s): Jonathan Sack Arbitrator(s): David N. Brainin, Kenneth L. Stewart, Catherine I. Gulevich Hearing Site: New York, NY
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10-02428 | 12/16/2010 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Donald S. Arbour Respondent(s): Sherry Maynard Respondent Lawyers(s): John L. Einstein Arbitrator(s): Carol M. Stoner Hearing Site: Columbus, OH
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09-02420 | 12/02/2010 | Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U Claimant Lawyers(s): Michael MacDonald Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk Hearing Site: Minneapolis, MN
| | $2,839,290 |
07-03102 | 09/24/2009 | Claimant(s): Alberto Roque, Felipe Pazos, Patrick Grattan Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): RBC Dain Rauscher., RBC Capital Markets LLC Respondent Lawyers(s): Carolyn Guy, Donald S. Arbour Arbitrator(s): Roy B. Gonas, Norman L. Weiss, Ted Romanos Hearing Site: Miami, FL
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07-03440 | 01/23/2009 | Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Donald S. Arbour Respondent(s): William Scull Respondent Lawyers(s): Charles W. Hill Arbitrator(s): Lawrence W. Kern, Elton W. Chartrand Hearing Site: Memphis, TN
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07-01504 | 10/02/2008 | Claimant(s): RBC Dain Rauscher Inc. Claimant Lawyers(s): Donald S. Arbour Respondent(s): Joe Jennings, RBC Capital Markets Corporation Respondent Lawyers(s): John R. Jacobson, Philip B. Seaton Arbitrator(s): Thomas L. Maschmeyer, J. Maxwell Williams, Joseph R. Heinz Hearing Site: Memphis, TN
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06-02790 | 01/02/2008 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Donald S. Arbour Respondent(s): Lynda Findlay Respondent Lawyers(s): Lynda Ann Findlay-Scott Arbitrator(s): Cary Allen, George A. Sawyer, David George McCabe Hearing Site: Memphis, TN
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