| 14-01727 | 09/12/2014 | Claimant(s): Benjamin Pace, Lawrence Weissman
Claimant Lawyers(s): Kevin Reed
Respondent(s): David Jumper, Deutsche Bank Securities., Jessica Farrell, Lindsey Nadel, Neza Bevc, Patrick Murray, Quinn Portfolio, Steven Kurosko, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Deutsche Investment Management Americas,
Respondent Lawyers(s): Howard Elman, John Siegel, Kevin Reed
Arbitrator(s): Catherine I. Gulevich, Sonja Tennille Orgias, Antonio Olivero
Hearing Site: New York, NY
| | |
| 09-00878 | 01/30/2013 | Claimant(s): US Airways.
Claimant Lawyers(s): Robert W. Henoch
Respondent(s): Oppenheimer & Co.., Vincent Woo
Respondent Lawyers(s): Suzan Jo, Thomas J. Hennessey
Arbitrator(s): Catherine I. Gulevich, James S. Hazard, Ellyn S. Roth
Hearing Site: New York, NY
|  | $30,000,000 |
| 09-06379 | 11/16/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): Richard Rothenberg
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David N. Brainin, Kenneth L. Stewart, Catherine I. Gulevich
Hearing Site: New York, NY
| | |
| 09-06264 | 08/02/2011 | Claimant(s): Judith Melzer, The Estate of Shephard W. Melzer
Claimant Lawyers(s): Mark Sauchelli
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Matta
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Pamela H. Roderick, Catherine I. Gulevich, William P. Laino
Hearing Site: New York, NY
| | Expungement |
