| 12-00340 | 06/18/2013 | Claimant(s): Steven Constantino IRA, Steven Constantino Joint Account
Claimant Lawyers(s): Jonathan Earl Rosenbaum
Respondent(s): Joseph Starr, Ferris, Baker Watts
Respondent Lawyers(s): Donald S. Arbour, Joseph P. Starr
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
|  | $15,225 |
| 09-04525 | 11/15/2010 | Claimant(s): Kilbane Plumbing & Heating.
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): James A. Laurenson, Harvey Michael Rosenberg, John C. Aten
Hearing Site: Cleveland, OH
| | $0 |
| 09-03315 | 01/21/2010 | Claimant(s): Sandra Vincent
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): Richard Fishbach, Ferris, Baker Watts, RBC Capital Markets LLC
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
| | $0 |
| 07-03347 | 06/15/2009 | Claimant(s): Ray Gatten
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Calvin D. Cevaal, Chase Boone Saunders, Stuart W. Elliott
Hearing Site: Charlotte, NC
| | |
| 07-02653 | 07/25/2008 | Claimant(s): Robert Frank
Claimant Lawyers(s): Frank L. Kollman
Respondent(s): Ferris, Baker Watts Inc.
Respondent Lawyers(s): Susan M. Guerette
Arbitrator(s): Donald R. Giacomelli, Baunita M. Greer, Joan M. Smith
Hearing Site: Baltimore, MD
| | |
| 05-06708 | 02/08/2008 | Claimant(s): William Strawbridge
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Alfred Osgood, Ferris, Baker Watts
Respondent Lawyers(s): Gilbert W. Boyce, Jennifer M. Blunt
Arbitrator(s): David P. Slater, Jay L. Valinsky, Dione E. Houchins
Hearing Site: Boca Raton, FL
| | $0 |
