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FINRA Awards for James A. Laurenson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0061508/09/2011Claimant(s): AEO Management Co., American Eagle Outfitters.
Claimant Lawyers(s): Richard T. Victoria
Respondent(s): Sanford Haber
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): James A. Laurenson, Clifford E. Marstiller, Francis A. King
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
10-0080607/19/2011Claimant(s): Steven Auxter
Claimant Lawyers(s): Jon J. Pinney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): James A. Laurenson, Gregory P. Szuter, Mary K. Flask
Hearing Site: Cleveland, OH
09-0452511/15/2010Claimant(s): Kilbane Plumbing & Heating.
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): James A. Laurenson, Harvey Michael Rosenberg, John C. Aten
Hearing Site: Cleveland, OH
Checkmark Icon$0
07-0122808/14/2008Claimant(s): Puccinelli PRFT Shr TT 2-1-84, Puccinelli Retire Tst 6-26-00, Puccinelli Trust 10-1-1998
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Brian Bruscino, NatCity Investments., National City Insurance Group.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): James A. Laurenson, James Dale Ellis, Scott C. Matasar
Hearing Site: Cleveland, OH
Checkmark Icon$0

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