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FINRA Awards for Puccinelli Trust 10-1-1998

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0122808/14/2008Claimant(s): Puccinelli PRFT Shr TT 2-1-84, Puccinelli Retire Tst 6-26-00, Puccinelli Trust 10-1-1998
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Brian Bruscino, NatCity Investments., National City Insurance Group.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): James A. Laurenson, James Dale Ellis, Scott C. Matasar
Hearing Site: Cleveland, OH
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