Potomac Analytics' Logo

FINRA Awards for NatCity Investments.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0152201/30/2009Claimant(s): NatCity Investments.
Claimant Lawyers(s): Stanley Yorsz
Respondent(s): Mark Kovacs, BPU Investment Management.
Respondent Lawyers(s): Brent A. Burns
Arbitrator(s): David J. Capriotti, Cory Owen Daschbach, Barry J. Lipson
Hearing Site: Pittsburgh, PA
07-0122808/14/2008Claimant(s): Puccinelli PRFT Shr TT 2-1-84, Puccinelli Retire Tst 6-26-00, Puccinelli Trust 10-1-1998
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Brian Bruscino, NatCity Investments., National City Insurance Group.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): James A. Laurenson, James Dale Ellis, Scott C. Matasar
Hearing Site: Cleveland, OH
Checkmark Icon$0

2 Results

Display: