Potomac Analytics' Logo

FINRA Awards for David J. Capriotti

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0012711/25/2013Claimant(s): Jack Cherkin, Pamela Cherkin
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates.
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson
Hearing Site: Pittsburgh, PA
Checkmark Icon$35,000
08-0152201/30/2009Claimant(s): NatCity Investments.
Claimant Lawyers(s): Stanley Yorsz
Respondent(s): Mark Kovacs, BPU Investment Management.
Respondent Lawyers(s): Brent A. Burns
Arbitrator(s): David J. Capriotti, Cory Owen Daschbach, Barry J. Lipson
Hearing Site: Pittsburgh, PA
07-0186407/15/2008Claimant(s): Estate of Lewis A. Scull, Jr.
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Andrew Kolenda, Carl Antonucci, Rick Pierchalski, William Berkowitz, 4th Street Investments, BP Investment Partners I LP, BP Investment Partners II LP, BP Investment Partners III LP, BPU Investment Group., BPU Investment Management., BPU Investment., BPU Investments., Berkowitz, Pierchalski.
Respondent Lawyers(s): Richard J. Federowicz
Arbitrator(s): David J. Capriotti, Daniel J. Kortum, Francis A. King
Hearing Site: Pittsburgh, PA
Checkmark Icon$250,000

3 Results

Display: