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FINRA Awards for Francis A. King

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0336705/26/2021Claimant(s): Stephen Bender
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
17-0050302/22/2019Claimant(s): Ronald Janicki
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Robert Weiss, Securities Management & Research.
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
Checkmark Icon$11,043
10-0061508/09/2011Claimant(s): AEO Management Co., American Eagle Outfitters.
Claimant Lawyers(s): Richard T. Victoria
Respondent(s): Sanford Haber
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): James A. Laurenson, Clifford E. Marstiller, Francis A. King
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
07-0186407/15/2008Claimant(s): Estate of Lewis A. Scull, Jr.
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Andrew Kolenda, Carl Antonucci, Rick Pierchalski, William Berkowitz, 4th Street Investments, BP Investment Partners I LP, BP Investment Partners II LP, BP Investment Partners III LP, BPU Investment Group., BPU Investment Management., BPU Investment., BPU Investments., Berkowitz, Pierchalski.
Respondent Lawyers(s): Richard J. Federowicz
Arbitrator(s): David J. Capriotti, Daniel J. Kortum, Francis A. King
Hearing Site: Pittsburgh, PA
Checkmark Icon$250,000

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