| 18-00460 | 08/02/2019 | Claimant(s): Donald Monti
Claimant Lawyers(s): Mary-Jo Rebelo
Respondent(s): Daniel Thompson
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Karimu F. Hill-Harvey, Peter Mark Elish, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | |
| 16-02183 | 12/27/2017 | Claimant(s): Linda Trautman
Claimant Lawyers(s): Kenneth R. Behrend
Respondent(s): Richard Staszak, Cetera Advisor Networks LLC
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Carl Hohnbaum, Michael J. Meeusen, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
|  | Expungement |
| 12-00127 | 11/25/2013 | Claimant(s): Jack Cherkin, Pamela Cherkin
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates.
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson
Hearing Site: Pittsburgh, PA
| | $35,000 |
| 10-03674 | 09/16/2011 | Claimant(s): Adolph Hozempa, Mary Hozempa
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Wachovia Securities, Kevin Coyne
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): William R. Gruver, Gregory P. Szuter, James J. Puhala
Hearing Site: Pittsburgh, PA
| | $0 |
| 09-05759 | 10/27/2010 | Claimant(s): Mary Johns
Claimant Lawyers(s): Mary L. Johns
Respondent(s): Brian McVay, J. McVay
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): AnnDrea M. Benson, James A. Laurenson, Michael R. Stabile
Hearing Site: Pittsburgh, PA
| | $0 |
