Potomac Analytics' Logo

FINRA Awards for James A. Laurenson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0004107/12/2011Claimant(s): Samuel Crichton
Claimant Lawyers(s): Todd Ratner
Respondent(s): Thomas Johnson
Respondent Lawyers(s): Robert Q. Sayre
Arbitrator(s): Bert S Cliff, James A. Laurenson
Hearing Site: Charleston, WV
Expungement
09-0575910/27/2010Claimant(s): Mary Johns
Claimant Lawyers(s): Mary L. Johns
Respondent(s): Brian McVay, J. McVay
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): AnnDrea M. Benson, James A. Laurenson, Michael R. Stabile
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
09-0727309/24/2010Claimant(s): John Goodman
Claimant Lawyers(s): Brett S. Krantz
Respondent(s): Steven Udelson
Respondent Lawyers(s): Steven Udelson
Arbitrator(s): James A. Laurenson
Hearing Site: Cleveland, OH
Checkmark Icon$0
06-0305203/02/2009Claimant(s): Lawrence Adelman
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): James A. Laurenson, Mitchell B. Goldberg, Blanca E. Ortiz
Hearing Site: Cleveland, OH
08-0080902/27/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed. Magarian
Respondent(s): Vladimer Victor
Respondent Lawyers(s): Vladimir Victor
Arbitrator(s): James A. Laurenson
Hearing Site: Cleveland, OH
07-0097002/15/2008Claimant(s): Kevin Doss
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Roger W. Van Deusen, James A. Laurenson, Blanca E. Ortiz
Hearing Site: Cleveland, OH

6 Results

Display: