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FINRA Awards for Mitchell B. Goldberg

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0328007/12/2013Claimant(s): Michael and Germayne Tizzano
Claimant Lawyers(s): Michael J. Tizzano
Respondent(s): Craig Sutherland, Money Concepts Capital Corp.
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Columbus, OH
Checkmark Icon$10,472
10-0232512/14/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Frank Bodi
Respondent Lawyers(s): Harry O. Channon
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
11-0114909/01/2011Claimant(s): Fred Holczer
Claimant Lawyers(s): Fred W. Holczer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
Checkmark Icon$925
06-0305203/02/2009Claimant(s): Lawrence Adelman
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): James A. Laurenson, Mitchell B. Goldberg, Blanca E. Ortiz
Hearing Site: Cleveland, OH
07-0323704/17/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Thomas Huss
Respondent Lawyers(s): Thomas Huss
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
Checkmark Icon$0
07-0272303/25/2008Claimant(s): Maria Monteagudo
Claimant Lawyers(s): Maria Delia Monteagudo
Respondent(s): Craig Gould, Wunderlich Securities
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
Checkmark Icon$9,000
07-0187601/24/2008Claimant(s): Robert Cash
Claimant Lawyers(s): Laura I. Hillerich
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Richard A. Boucher
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cincinnati, OH
Checkmark Icon$6,386

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