Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
12-03280 | 07/12/2013 | Claimant(s): Michael and Germayne Tizzano Claimant Lawyers(s): Michael J. Tizzano Respondent(s): Craig Sutherland, Money Concepts Capital Corp. Respondent Lawyers(s): Robert N. Rapp Arbitrator(s): Mitchell B. Goldberg Hearing Site: Columbus, OH | $10,472 | |
10-02325 | 12/14/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Frank Bodi Respondent Lawyers(s): Harry O. Channon Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cleveland, OH | ||
11-01149 | 09/01/2011 | Claimant(s): Fred Holczer Claimant Lawyers(s): Fred W. Holczer Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cleveland, OH | $925 | |
06-03052 | 03/02/2009 | Claimant(s): Lawrence Adelman Claimant Lawyers(s): Andrew A. Kabat Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Ronald P. Kane Arbitrator(s): James A. Laurenson, Mitchell B. Goldberg, Blanca E. Ortiz Hearing Site: Cleveland, OH | ||
07-03237 | 04/17/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Thomas Huss Respondent Lawyers(s): Thomas Huss Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cleveland, OH | $0 | |
07-02723 | 03/25/2008 | Claimant(s): Maria Monteagudo Claimant Lawyers(s): Maria Delia Monteagudo Respondent(s): Craig Gould, Wunderlich Securities Respondent Lawyers(s): Mark D. Griffin Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cleveland, OH | $9,000 | |
07-01876 | 01/24/2008 | Claimant(s): Robert Cash Claimant Lawyers(s): Laura I. Hillerich Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Richard A. Boucher Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cincinnati, OH | $6,386 |