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FINRA Awards for Andrew A. Kabat

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0615403/24/2011Claimant(s): Kevin Afnan
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Bert S Cliff, Ellen Holland Keller, Robert M Lustig
Hearing Site: Cleveland, OH
06-0305203/02/2009Claimant(s): Lawrence Adelman
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): James A. Laurenson, Mitchell B. Goldberg, Blanca E. Ortiz
Hearing Site: Cleveland, OH

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