| 17-00579 | 10/17/2017 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Roger W. Van Deusen
Hearing Site: Tampa, FL
| | |
| 10-05552 | 08/04/2011 | Claimant(s): Daniel Doyle
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Vincent T. Norwillo
Arbitrator(s): Thomas R. Skulina, Joseph Edelstein, Stephen M. Bales
Hearing Site: Cleveland, OH
| | |
| 09-04525 | 11/15/2010 | Claimant(s): Kilbane Plumbing & Heating.
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): James A. Laurenson, Harvey Michael Rosenberg, John C. Aten
Hearing Site: Cleveland, OH
|  | $0 |
| 08-03002 | 02/04/2009 | Claimant(s): Est. of Dorothy E. Mullen by Kelley B. S, Alfred Mullen, IRA by Kelley B. Standard, Dorothy E. Mullen IRA by Kelley B. Stand
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Jack Hicks, Sterne, Agee & Leach.
Respondent Lawyers(s): Ronald G. DeLuca, Ronald G. Deluca
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
| | $130 |
| 07-02278 | 04/02/2008 | Claimant(s): Walter Moore
Claimant Lawyers(s): Victor A. Mezacapa
Respondent(s): Richard Tanner
Respondent Lawyers(s): Roger W. Van Deusen
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | |
| 07-00970 | 02/15/2008 | Claimant(s): Kevin Doss
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Roger W. Van Deusen, James A. Laurenson, Blanca E. Ortiz
Hearing Site: Cleveland, OH
| | |
