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FINRA Awards for G. Clinton Kelley

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0107201/19/2023Claimant(s): David Smith, The Estate of Clara M. Bell
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): G. Clinton Kelley
Arbitrator(s): Jeffrey M. Bain, Gary Lee Ainley, Karl Strohbehn
Hearing Site: Cleveland, OH
Checkmark Icon$93,666
19-0151110/14/2020Claimant(s): Charlotte Chase
Claimant Lawyers(s): John M. Petrisek
Respondent(s): David Smith, Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): Eric J. Purchase, G. Clinton Kelley
Arbitrator(s): Robert J. Scafuri, Kenneth Alan Eisner, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
13-0239108/18/2017Claimant(s): Jeffrey Walter
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): PNC Investments
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Jeffrey M. Bain, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
12-0192608/13/2014Claimant(s): Joshua S. and Ronald E. Greenberg
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Scottrade Inc., Scottrade Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jeffrey M. Bain, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
12-0012711/25/2013Claimant(s): Jack Cherkin, Pamela Cherkin
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates.
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson
Hearing Site: Pittsburgh, PA
Checkmark Icon$35,000

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