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FINRA Awards for Kenneth Alan Eisner

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0151110/14/2020Claimant(s): Charlotte Chase
Claimant Lawyers(s): John M. Petrisek
Respondent(s): David Smith, Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): Eric J. Purchase, G. Clinton Kelley
Arbitrator(s): Robert J. Scafuri, Kenneth Alan Eisner, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
18-0363510/14/2019Claimant(s): Linda Gouza, Theodore Gouza
Claimant Lawyers(s): Chad M. Ostrosky
Respondent(s): LPL Financial LLC, Bryan Davis
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Richard W. Dissen, Edward W. Morris, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
10-0553302/28/2012Claimant(s): Frank Porco, Mary Porco
Claimant Lawyers(s): Rebecca J. Maziarz
Respondent(s): Thomas Brancazio, U.S. Bancorp Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Donald J. Gilbert, Michael C. Hanzel, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
09-0707602/01/2011Claimant(s): John Farls, Mary Farls
Claimant Lawyers(s): James J. Loll
Respondent(s): Mark Battaline
Respondent Lawyers(s): John R. O'Keefe
Arbitrator(s): John T. Meredith, Justin Henry McCarthy, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
07-0258807/11/2008Claimant(s): Katie Guzzo
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Paul H. McKenna, Jared D. Simmer, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA

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