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FINRA Awards for John R. O'Keefe

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0707602/01/2011Claimant(s): John Farls, Mary Farls
Claimant Lawyers(s): James J. Loll
Respondent(s): Mark Battaline
Respondent Lawyers(s): John R. O'Keefe
Arbitrator(s): John T. Meredith, Justin Henry McCarthy, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
05-0508307/16/2007Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Battaline
Respondent Lawyers(s): John R. O'Keefe
Arbitrator(s): Bert S Cliff, Donald A. Olszewski, Elena M. Colianni
Hearing Site: Pittsburgh, PA

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