Potomac Analytics' Logo

FINRA Awards for Jeffrey Walter

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0412602/13/2020Claimant(s): Jeffrey Walter
Claimant Lawyers(s): James L Kauffman
Respondent(s): Cambridge Investment Research., Equity Concepts
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Michael J. Henke, Carl F. Bowmer, Javier Andres Colon Volgamore
Hearing Site: Richmond, VA
Checkmark Icon$0
13-0239108/18/2017Claimant(s): Jeffrey Walter
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): PNC Investments
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Jeffrey M. Bain, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA

2 Results

Display: