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FINRA Awards for Brent A. Burns

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0283306/14/2024Claimant(s): Kevin Wright, Shay Scruggs
Claimant Lawyers(s): Brent A. Burns
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Sherry R. Wetsch, Robert C. Rice, Bill Ray Haley
Hearing Site: Houston, TX
11-0246806/16/2014Claimant(s): Pauline Allen, Pauline W. Allen Revocable Trust U/A 1/1
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Financial West Group, Edward Wentzheimer, UBS Financial Services Inc., M. Krasny, Marc Adelman, Mark Lewis
Respondent Lawyers(s): Amy B. Bard, Brent A. Burns, Ryan Probstfeld
Arbitrator(s): Michael G. Clark, CathyLyn Rossi, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
08-0152201/30/2009Claimant(s): NatCity Investments.
Claimant Lawyers(s): Stanley Yorsz
Respondent(s): Mark Kovacs, BPU Investment Management.
Respondent Lawyers(s): Brent A. Burns
Arbitrator(s): David J. Capriotti, Cory Owen Daschbach, Barry J. Lipson
Hearing Site: Pittsburgh, PA

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