| 23-00823 | 06/26/2024 | Claimant(s): Stephen Groth
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Susan H. Schleisner, Kevin J. Demet, Nathaniel Cade
Hearing Site: Milwaukee, WI
|  | $200,000 |
| 23-00526 | 06/07/2024 | Claimant(s): Kurt Cichy, Michelle Cichy
Claimant Lawyers(s): David Meyer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Charles D. Hays, Raymond P. Buschmann, Timothy Schoewe
Hearing Site: Milwaukee, WI
| | $0 |
| 19-01276 | 08/11/2022 | Claimant(s): David Budzianowski, D Budzianowski H Daftarian JTWROS
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cincinnati, OH
| | $22,500 |
| 16-03169 | 07/23/2019 | Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
| | |
| 16-02627 | 01/30/2017 | Claimant(s): Ernest Tatyrek
Claimant Lawyers(s): Ernest Ray Tatyrek
Respondent(s): Ervin Decker, J.P. Morgan Securities
Respondent Lawyers(s): Christopher Seps, Michael N. Ungar
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
| | $0 |
| 13-00140 | 03/29/2016 | Claimant(s): Dangreen, Danwash
Claimant Lawyers(s): Abraham Borenstein
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Sam Antar, Jacob Scherer, Joseph Michael Dougherty
Hearing Site: Newark, NJ
| | Expungement |
| 13-03133 | 10/19/2015 | Claimant(s): Nico Phillips
Claimant Lawyers(s): Nico Phillips
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): William G. Binckes, Robert L. Nisely, Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 12-02076 | 08/23/2013 | Claimant(s): Robert Porcher
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Terrance J. Dorcy
Hearing Site: Detroit, MI
| | $0 |
| 10-00806 | 07/19/2011 | Claimant(s): Steven Auxter
Claimant Lawyers(s): Jon J. Pinney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): James A. Laurenson, Gregory P. Szuter, Mary K. Flask
Hearing Site: Cleveland, OH
| | |
| 07-01012 | 12/14/2009 | Claimant(s): Elliot and Noeline Cuker
Claimant Lawyers(s): David Marek
Respondent(s): Jonathan Bush, J. Bush & Company.
Respondent Lawyers(s): Elizabeth M. Hill, Michael N. Ungar
Arbitrator(s): Charles S. Guggenheimer, Elaine D. Papas, Denise L. Quarles
Hearing Site: New York, NY
| | $300,000 |
