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FINRA Awards for J.P. Morgan Securities Inc.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0014003/29/2016Claimant(s): Dangreen, Danwash
Claimant Lawyers(s): Abraham Borenstein
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Sam Antar, Jacob Scherer, Joseph Michael Dougherty
Hearing Site: Newark, NJ
Checkmark IconExpungement
14-0125811/04/2015Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G Melkonian
Respondent(s): Bradley Chier, J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Andrew M. Mintzer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
14-0210003/19/2015Claimant(s): Israel Ashkenazi
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): John Fullerton
Arbitrator(s): Daniel Robbins, Eric J. Sussman, Thomas J. Stock
Hearing Site: New York, NY
11-0133007/01/2013Claimant(s): Nifly, LLP
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Sam Antar, Ellyn S. Roth, Dolores D. Balsamo
Hearing Site: New York, NY
Checkmark Icon$55,000
11-0314509/18/2012Claimant(s): Michael Lena
Claimant Lawyers(s): Ryan D. Barack
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Mark E. Zelek
Arbitrator(s): Roger C. Benson, Patricia Gunn, Randall Simmons Smith
Hearing Site: Tampa, FL
11-0151408/21/2012Claimant(s): James Skidmore, Peggy Skidmore
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Craig Scott Bartlett, Edith M. Novack, Paul Allan Massaro
Hearing Site: Newark, NJ
Checkmark Icon$0

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