| 17-02514 | 08/23/2022 | Claimant(s): David S. Wehby and Christine J. Wehby
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Cor Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Edward R. Niederriter, Joseph Michael Librie, Erika Deutsch Rotbart
Hearing Site: Boca Raton, FL
|  | $0 |
| 21-00833 | 12/02/2021 | Claimant(s): Lisa Drew, Trustee, PR, & Individually
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Erika Deutsch Rotbart, Erika-Rae M Harvey, Christopher William Pole
Hearing Site: Boca Raton, FL
| | settlement |
| 20-01439 | 08/26/2021 | Claimant(s): Linda Jaremback, Michael Jaremback
Claimant Lawyers(s): Lars Soreide
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Nanci Sondra Landy, Erika Deutsch Rotbart, Robert Stanley Zack
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-02583 | 06/11/2021 | Claimant(s): Carnes Capital Corporation, Private Capital Management
Claimant Lawyers(s): Victor Bayata
Respondent(s): John Folz
Respondent Lawyers(s): Casey K. Weidenmiller
Arbitrator(s): Erika Deutsch Rotbart, Nofrey Matthew Fornaro, Montie J Labadie
Hearing Site: Boca Raton, FL
| | |
| 16-02549 | 02/12/2021 | Claimant(s): Guillermo Lopez Perez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): OFS Securities., Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): John G. Sciandra, Robert Sullivan Tyler, Erika Deutsch Rotbart
Hearing Site: San Juan, PR
| | $240,000 |
| 16-03169 | 07/23/2019 | Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
| | |
