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FINRA Awards for Erika-Rae M Harvey

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0266507/22/2022Claimant(s): Joseph Petri
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Diane M. Perry, Robin Inez Willner, Erika-Rae M Harvey
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12200
21-0083312/02/2021Claimant(s): Lisa Drew, Trustee, PR, & Individually
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Erika Deutsch Rotbart, Erika-Rae M Harvey, Christopher William Pole
Hearing Site: Boca Raton, FL
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