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FINRA Awards for Private Capital Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0258306/11/2021Claimant(s): Carnes Capital Corporation, Private Capital Management
Claimant Lawyers(s): Victor Bayata
Respondent(s): John Folz
Respondent Lawyers(s): Casey K. Weidenmiller
Arbitrator(s): Erika Deutsch Rotbart, Nofrey Matthew Fornaro, Montie J Labadie
Hearing Site: Boca Raton, FL
09-0290102/04/2010Claimant(s): Indian River Management
Claimant Lawyers(s): David A. Bardes
Respondent(s): Charles Atkins, Teresa Doane, Private Capital Management
Respondent Lawyers(s): Dana N. Pescosolido
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
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