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FINRA Awards for Ray Gatten

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0497011/14/2012Claimant(s): Ray Gatten
Claimant Lawyers(s): John G. Rich
Respondent(s): John Sadowski, Gatten Sadowski Inc.
Respondent Lawyers(s): David A. Shargel
Arbitrator(s): Donald J. Zoeller, Glen R. Stifelman, John F. Duane
Hearing Site: New York, NY
07-0334706/15/2009Claimant(s): Ray Gatten
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Calvin D. Cevaal, Chase Boone Saunders, Stuart W. Elliott
Hearing Site: Charlotte, NC

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