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FINRA Awards for David A. Shargel

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0497011/14/2012Claimant(s): Ray Gatten
Claimant Lawyers(s): John G. Rich
Respondent(s): John Sadowski, Gatten Sadowski Inc.
Respondent Lawyers(s): David A. Shargel
Arbitrator(s): Donald J. Zoeller, Glen R. Stifelman, John F. Duane
Hearing Site: New York, NY
10-0234405/17/2011Claimant(s): Thomas Ilko
Claimant Lawyers(s): Thomas Ilko
Respondent(s): Kershner Securities
Respondent Lawyers(s): David A. Shargel
Arbitrator(s): Dale S. Cronnell, B. John Dill, David B. Beizer
Hearing Site: Hartford, CT

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