| 16-00891 | 08/04/2017 | Claimant(s): Linda Attwood, Scott Attwood, Trustee of the Linda, Scott R. Attwood, Trustee of the Scott
Claimant Lawyers(s): Kevin Edmundson
Respondent(s): UBS Financial Services Inc., Zahir Walji
Respondent Lawyers(s): Coren H. Stern, Lance C. Arney
Arbitrator(s): Leslie Bernard Jallans, Julie Marie Miller, Kimberlee Kovach
Hearing Site: Houston, TX
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| 12-00103 | 11/16/2012 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): Emmett Johnson
Respondent Lawyers(s): Frank "Kim" Breese, III
Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Leslie Bernard Jallans
Hearing Site: Houston, TX
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| 07-00352 | 02/20/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Crystal Steele
Respondent Lawyers(s): Crystal Steele
Arbitrator(s): Walton L. Huff, Leslie Bernard Jallans, Stacey L. Barnes
Hearing Site: Houston, TX
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| 06-04739 | 01/30/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Douglas D. Callaway
Respondent(s): Larry Margozewitz
Respondent Lawyers(s): Larry R. Margozewitz
Arbitrator(s): Thomas H. Griffin, Joshua D. Wallach, Leslie Bernard Jallans
Hearing Site: Houston, TX
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