FINRA Awards for Ron Jason Ison

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-02510	01/08/2013	Claimant(s): Keith Miller, Keith D. Miller IRA Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Anthony Salino, Joseph Degregorio, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Capital Ltd. Respondent Lawyers(s): Anthony John Salino, David Schrader, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen Arbitrator(s): Herbert Murez, Kenneth E. Owen, Cheryl Marie Allain-Mee Hearing Site: Los Angeles, CA		$90,000
09-02420	12/02/2010	Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U Claimant Lawyers(s): Michael MacDonald Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk Hearing Site: Minneapolis, MN		$2,839,290