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FINRA Awards for Mercer Capital Ltd.

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0321802/08/2017Claimant(s): Elizabeth Lee, Joseph DeMarco, Luigi DeMarco, Vincent Forino, Ann Branley, Patrick Branley, and John B, Christopher Orosz and Lauren Orosz, Curtis Walters and Raymond Walters, George Wonica, Jr. and Laura A. Wonica, John Orosz and Michaela Orosz, Kenneth Wonica and Lauren Murphy, Valerie M. Wonica and George K. Wonica
Claimant Lawyers(s): Christpoher Orosz, Curtis Walters, Elizabeth Lee, George Wonica, Joseph DeMarco, Luigi DeMarco, Patrick Branley, Vincent Forino
Respondent(s): Anthony Salino, Gregg Lorenzo, Lynn Schultz, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, Anthony Salino, Lynn Gordon Schultz, Matthew B. Baum
Arbitrator(s): Clarence Smith, Margarita Echevarria, Anthony Dennis Perri
Hearing Site: New York, NY
Checkmark Icon$0
09-0251001/08/2013Claimant(s): Keith Miller, Keith D. Miller IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Salino, Joseph Degregorio, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, David Schrader, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen
Arbitrator(s): Herbert Murez, Kenneth E. Owen, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
Checkmark Icon$90,000
10-0036508/29/2011Claimant(s): Peter O'Rourke
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anthony Salino, Felix Roman, Mercer Capital Ltd.
Respondent Lawyers(s): Brian Reis, Felix Roman
Arbitrator(s): Marvin Elster
Hearing Site: Washington, DC
Checkmark Icon$4,000
10-0005908/03/2011Claimant(s): Stamatis Astras
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Mercer Capital Ltd.
Respondent Lawyers(s): Lynn G. Schultz
Arbitrator(s): Evalyn Lipton Fishbein
Hearing Site: Boston, MA
Checkmark Icon$0
09-0187102/11/2011Claimant(s): Duane Stolpe, Sheila Stolpe, Stolpe Management, Duane Stolpe IRA, Stolpe Family Limited Partnership, Stolpe Charitable Remainder Unitrust
Claimant Lawyers(s): Michael Sutton MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Brian Reis, Kelly W. Hoversten, The Company President
Arbitrator(s): John C. DeMoss, Grant D. Sanders, Robert D. Lawson
Hearing Site: Minneapolis, MN
Checkmark Icon$786,429
09-0242012/02/2010Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President
Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$2,839,290
10-0146910/26/2010Claimant(s): Joseph Vitale and James Vitale
Claimant Lawyers(s): Joseph Vitale
Respondent(s): Mercer Capital Ltd.
Respondent Lawyers(s): Anthony Salino
Arbitrator(s): Murray S. Marsh
Hearing Site: Syracuse, NY
Checkmark Icon$25,213
08-0243402/10/2009Claimant(s): Boris Shteyngart
Claimant Lawyers(s): Michael Utilla
Respondent(s): Anthony Salino, Leonard Demers, Mercer Capital Ltd.
Respondent Lawyers(s): Stephen B. Wexler
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY

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