| 10-00365 | 08/29/2011 | Claimant(s): Peter O'Rourke
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anthony Salino, Felix Roman, Mercer Capital Ltd.
Respondent Lawyers(s): Brian Reis, Felix Roman
Arbitrator(s): Marvin Elster
Hearing Site: Washington, DC
|  | $4,000 |
| 10-04158 | 06/02/2011 | Claimant(s): K.C. Ward Financial LLC
Claimant Lawyers(s): Charles Carrillo
Respondent(s): James Mirenda
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | |
| 10-04768 | 05/05/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Robert Tolstoi
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Stephen L. Lister
Hearing Site: Newark, NJ
| | |
| 09-00352 | 03/14/2011 | Claimant(s): Satish Anand
Claimant Lawyers(s): Brian Neville
Respondent(s): Alfred Cali, Granite Securities, Obsidian Financial Group, PGP Financial.
Respondent Lawyers(s): Alfred Guy Cali, Brian Reis, Ellen R. Lozinski
Arbitrator(s): Linda Ashley, Leslie Ruth Nydick, Thomas A. Abitabile
Hearing Site: New York, NY
| | $125,650 |
| 09-01871 | 02/11/2011 | Claimant(s): Duane Stolpe, Sheila Stolpe, Stolpe Management, Duane Stolpe IRA, Stolpe Family Limited Partnership, Stolpe Charitable Remainder Unitrust
Claimant Lawyers(s): Michael Sutton MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Brian Reis, Kelly W. Hoversten, The Company President
Arbitrator(s): John C. DeMoss, Grant D. Sanders, Robert D. Lawson
Hearing Site: Minneapolis, MN
| | $786,429 |
| 08-01373 | 09/22/2010 | Claimant(s): Obsidian Financial Group
Claimant Lawyers(s): Brian Reis
Respondent(s): Vincent Bentivegna
Respondent Lawyers(s): Vincent Dominic Bentivegna
Arbitrator(s): Peter A. Goldman, Daniel Robbins, Martin J. Malia
Hearing Site: New York, NY
| | |
| 07-02912 | 06/25/2010 | Claimant(s): Keith Steidle, Michael Astashkevich, Roderick Norman
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Granite Securities, Obsidian Financial Group
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Walter A. Kapuscinski, David L. Becker, Philip W Gaffney
Hearing Site: Newark, NJ
| | |
| 08-03396 | 05/28/2010 | Claimant(s): Frederick Hart
Claimant Lawyers(s): J. Jerome Hartzell
Respondent(s): Bruce Baker, Peter Dawson, Obsidian Financial Group
Respondent Lawyers(s): Brian Reis, Paul R. Williams, Peter J. Dawson-08A3494
Arbitrator(s): Jack C. Aycock, C. Marcus Harris, Chase Boone Saunders
Hearing Site: Charlotte, NC
| | $89,439 |
| 08-04541 | 10/12/2009 | Claimant(s): Costa Tzotzis, Darin Haines, Prestige Financial Center.
Claimant Lawyers(s): Brian Reis
Respondent(s): Niles Management Leasing Corp.
Respondent Lawyers(s): Karl Azai
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $0 |
| 04-00825 | 04/29/2008 | Claimant(s): John La Spina
Claimant Lawyers(s): Brian Reis
Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company
Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe
Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor
Hearing Site: New York, NY
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