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FINRA Awards for Philip W Gaffney

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0291206/25/2010Claimant(s): Keith Steidle, Michael Astashkevich, Roderick Norman
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Granite Securities, Obsidian Financial Group
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Walter A. Kapuscinski, David L. Becker, Philip W Gaffney
Hearing Site: Newark, NJ
07-0269010/24/2008Claimant(s): Kayvan Karoon
Claimant Lawyers(s): George Brunelle
Respondent(s): First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams
Hearing Site: Newark, NJ

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