| 14-00401 | 05/07/2015 | Claimant(s): Nicholas Barnes
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Margaret Leggett Tarver, Robert E. Anderson, Richard V. Adams
Hearing Site: Newark, NJ
| | |
| 09-06329 | 07/26/2011 | Claimant(s): Giovanni Savinovich
Claimant Lawyers(s): John A. Daniels
Respondent(s): Gordie Jamieson, John Lee, Banc of America Investment Services Inc.
Respondent Lawyers(s): John M. Lee, John Lukanski
Arbitrator(s): Dwight Wassong, Joseph H. Cerame, Richard V. Adams
Hearing Site: Newark, NJ
|  | Expungement |
| 98-00187 | 02/23/2009 | Claimant(s): Robert O'Brien
Claimant Lawyers(s): Robert J. O'Brien
Respondent(s): Deborah Sachs, John Sabo, Kenneth Rickel
Respondent Lawyers(s): Deborah K. Sachs, Dereck Wolman, John Charles Sabo
Arbitrator(s): Richard P. Ryder, James J. Noone, Richard V. Adams
Hearing Site: New York, NY
| | |
| 08-00520 | 02/06/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David Smith
Respondent(s): Vincent Monaco
Respondent Lawyers(s): Vincent M. Monaco
Arbitrator(s): Gerald A. Guild, J. Kenneth Lyons, Richard V. Adams
Hearing Site: Newark, NJ
| | |
| 07-02690 | 10/24/2008 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): George Brunelle
Respondent(s): First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams
Hearing Site: Newark, NJ
| | |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
