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FINRA Awards for Gerald A. Guild

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0278308/11/2009Claimant(s): HMC International, L.L.C.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Sedek, Broadway Trading, Schonfeld Securities
Respondent Lawyers(s): Andrew Actman, Joseph Sullivan
Arbitrator(s): Micalyn S. Harris, Gerald A. Guild, James Xavier Sattely
Hearing Site: New York, NY
Checkmark Icon$0
08-0052002/06/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David Smith
Respondent(s): Vincent Monaco
Respondent Lawyers(s): Vincent M. Monaco
Arbitrator(s): Gerald A. Guild, J. Kenneth Lyons, Richard V. Adams
Hearing Site: Newark, NJ

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