| 19-03816 | 10/19/2020 | Claimant(s): Timothy Burklow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
| | |
| 16-03220 | 11/02/2017 | Claimant(s): Eugene Giaquinto
Claimant Lawyers(s): Gary Menzer
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Micalyn S. Harris, Paul Allan Massaro, Robert Allen Pope
Hearing Site: Newark, NJ
| | |
| 16-00315 | 05/26/2017 | Claimant(s): Steven Nerger
Claimant Lawyers(s): David Graff
Respondent(s): Kevin Willett, Oppenheimer & Co. Inc.
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Micalyn S. Harris, Simone A. Muscarnera, Stephen L. Lister
Hearing Site: Newark, NJ
|  | $0 |
| 16-03513 | 04/07/2017 | Claimant(s): Lorenzo Grandioso
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
| 16-01480 | 10/21/2016 | Claimant(s): Anita Lennon
Claimant Lawyers(s): Anita Lennon
Respondent(s): Brian Villante, Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
| | |
| 11-03024 | 12/08/2014 | Claimant(s): Natasha Jiovino, Route 36 East LLC
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael Fischetti, Micalyn S. Harris, Marvin L. Schuldiner
Hearing Site: Newark, NJ
| | Expungement |
| 11-04612 | 08/15/2013 | Claimant(s): James Baldino, Tri-Con Construction Co. of New Jersey
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Richard Polo, Dunham & Associates Investment Counsel,, Genworth Financial Securities Corp.
Respondent Lawyers(s): Joel M. Wertman, Theodore C. Peters
Arbitrator(s): John A. Scudiero, Micalyn S. Harris, Theresa R. Joyner
Hearing Site: Newark, NJ
| | $1,623,900 |
| 11-03939 | 01/17/2013 | Claimant(s): Sylvia Nachtigall
Claimant Lawyers(s): Barry E Janay
Respondent(s): Christopher Cerniglia, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Micalyn S. Harris, Leslie Ruth Nydick, Brian J. Strum
Hearing Site: Newark, NJ
| | Expungement |
| 08-01950 | 07/23/2010 | Claimant(s): Michael Caradimitropoulo
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Anthony Tricarico, The Concord Equity Group
Respondent Lawyers(s): David E. Robbins, Robert I. Rabinowitz
Arbitrator(s): Thomas Caiaffa, Julian F. Santos, Micalyn S. Harris
Hearing Site: New York, NY
| | Expungement |
| 08-02783 | 08/11/2009 | Claimant(s): HMC International, L.L.C.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Sedek, Broadway Trading, Schonfeld Securities
Respondent Lawyers(s): Andrew Actman, Joseph Sullivan
Arbitrator(s): Micalyn S. Harris, Gerald A. Guild, James Xavier Sattely
Hearing Site: New York, NY
| | $0 |
