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FINRA Awards for Brian J. Strum

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0193606/30/2016Claimant(s): Joseph Pica
Claimant Lawyers(s): Richard De Vita
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert R. Salman, Richard C. Antonelli, Brian J. Strum
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0393901/17/2013Claimant(s): Sylvia Nachtigall
Claimant Lawyers(s): Barry E Janay
Respondent(s): Christopher Cerniglia, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Micalyn S. Harris, Leslie Ruth Nydick, Brian J. Strum
Hearing Site: Newark, NJ
Checkmark IconExpungement

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