| 22-00976 | 12/08/2023 | Claimant(s): Harriet Isecke, William Isecke, Harriet Isecke IRA, William Isecke IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): John A. Scudiero, Edith M. Novack, Emily Diamond
Hearing Site: Jersey City, NJ
|  | Expungement |
| 23-00300 | 07/13/2023 | Claimant(s): James Ko
Claimant Lawyers(s): James Ko
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): John A. Scudiero, Yvonne F. Rocco, Jeffrey Alan Helewitz
Hearing Site: Jersey City, NJ
| | Dismissed by Rule 12206 |
| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
| 15-00707 | 04/08/2016 | Claimant(s): Estate of Florence Levine
Claimant Lawyers(s): Michael D. Handelsman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): John A. Scudiero, Robert S. Getman, Michael F. Greco
Hearing Site: Newark, NJ
| | Dismissed by Rule 12504 |
| 11-04612 | 08/15/2013 | Claimant(s): James Baldino, Tri-Con Construction Co. of New Jersey
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Richard Polo, Dunham & Associates Investment Counsel,, Genworth Financial Securities Corp.
Respondent Lawyers(s): Joel M. Wertman, Theodore C. Peters
Arbitrator(s): John A. Scudiero, Micalyn S. Harris, Theresa R. Joyner
Hearing Site: Newark, NJ
| | $1,623,900 |
| 11-02850 | 05/08/2013 | Claimant(s): Hennion and Walsh.
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Jason Chambeau, Morgan Stanley
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Charles A. Crocco, John A. Scudiero, John Herbert Grefe
Hearing Site: Newark, NJ
| | |
| 10-04424 | 10/07/2011 | Claimant(s): Michael Colombino
Claimant Lawyers(s): William C. Rand
Respondent(s): Ashraf Elghandour, Morgan Stanley
Respondent Lawyers(s): Susan MacFarlane
Arbitrator(s): John A. Scudiero, Joan M. Traub, Roland E. Wyatt
Hearing Site: New York, NY
| | Expungement |
| 09-01764 | 03/01/2010 | Claimant(s): Phyllis Shore
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Citigroup Global Markets., Ron Cukier, Smith Barney.
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel J. McCarthy, John A. Scudiero, Philip Rachmelowitz
Hearing Site: New York, NY
| | $0 |
