| 19-01392 | 12/12/2022 | Claimant(s): Jeffrey Cohen
Claimant Lawyers(s): David A. Schrader
Respondent(s): Wells Fargo Advisors Financial Network, Philip Pappas, Steven Dichter
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith, John Herbert Grefe, John Warner Lowe
Hearing Site: New York, NY
|  | $0 |
| 19-02202 | 09/13/2021 | Claimant(s): Scott Ratajczak
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Catherine Stewart, Robert E. Anderson, John Herbert Grefe
Hearing Site: Jersey City, NJ
| | |
| 17-02705 | 08/15/2019 | Claimant(s): Gary Sinderbrand, Mill Lane Management
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Wells Fargo Clearing Services, Steven Sinderbrand
Respondent Lawyers(s): Eric Wood, Erin M. Smith
Arbitrator(s): David S. Billet, Thomas J. Stock, John Herbert Grefe
Hearing Site: New York, NY
| | |
| 11-04242 | 06/02/2015 | Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Alberto Chavez, Chase Investment Services Corp., John Cholankeril
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Morton S. Bunis, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
| | $0 |
| 13-03073 | 08/14/2014 | Claimant(s): Juan Colon-Collazo
Claimant Lawyers(s): Juan Rafael Colon-Collazo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Julian F. Santos, Linda G. March, John Herbert Grefe
Hearing Site: New York, NY
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| 13-01168 | 07/31/2013 | Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Heidi Emmert
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Daniel J. McCarthy, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
| | $0 |
| 11-02850 | 05/08/2013 | Claimant(s): Hennion and Walsh.
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Jason Chambeau, Morgan Stanley
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Charles A. Crocco, John A. Scudiero, John Herbert Grefe
Hearing Site: Newark, NJ
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| 10-00859 | 04/07/2011 | Claimant(s): Andrew Gay
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Bestvest Investments, Ltd.
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Paul Ribner, Donald S. Bauman, John Herbert Grefe
Hearing Site: Philadelphia, PA
| | $0 |
