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FINRA Awards for Erin M. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0270508/15/2019Claimant(s): Gary Sinderbrand, Mill Lane Management
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Wells Fargo Clearing Services, Steven Sinderbrand
Respondent Lawyers(s): Eric Wood, Erin M. Smith
Arbitrator(s): David S. Billet, Thomas J. Stock, John Herbert Grefe
Hearing Site: New York, NY

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